The Directors Roundtable Institute Invites You to Attend a Program For Boards of Directors, Their Advisors& Other Business Leaders
NAVIGATING THE NEW REGULATORY LANDSCAPE:
KEY CHALLENGES AND POTENTIAL CHANGES
IN SEC REGULATION AND ENFORCEMENT
Thursday, May 24, 2018, 8:30 – 10:00 A.M. (8:00 A.M. Registration) Rosewood Mansion on Turtle Creek, 2821 Turtle Creek Blvd., Dallas, Texas 75219
There is no fee to attend and breakfast will be served. Application has been made for Minimum Continuing Legal Education (MCLE) credit with the State Bar of Texas Committee on MCLE in the amount of 1.50 hours.
Agenda
Shamoil Shipchandler, Regional Director of the Fort Worth Regional Office at the U.S. Securities and Exchange Commission (SEC) will examine key 2018 SEC initiatives and priorities and the implications for investors, companies, officers, directors and legal advisers in the new regulatory landscape.
The other Distinguished Speakers will address potential regulatory and enforcement challenges and what they mean for you and your company. Their topics will include:
Current SEC enforcement priorities and initiatives
SEC enforcement and class action litigation risk from cybersecurity issues
The recent uptick in securities class actions: Causes, trends and impacts
How to defend merger litigation after Trulia
Cyan and the future of public offering class actions in state court
How directors and officers can mitigate their enforcement and litigation risks
The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.
Distinguished Speakers
Shamoil Shipchandler
Regional Director (Texas)
U.S. Securities and Exchange Commission
Brad Mroski
Director, AlixPartners
Gerry Pecht
Global Head of Dispute Resolution and Litigation; the US Co-Head of Regulations, Investigations, Securities and Compliance; Norton Rose Fulbright